Recent Transactions
$11,700,000 (NASDAQ: EKSO)
Lead Placement Agent
Registered Direct Offering
$11,340,000 (NASDAQ: FNJN)
Sole Underwriter and Book-Runner
on Follow-On Public Offering
$15,300,000 (NASDAQ: FNJN)
Placement Agent in the
Series A-1 Preferred Stock
Financing for Finjan Holdings, Inc.
$100,000,000 (NASDAQ: KBLMU)
Joint Book-Running Manager to
KBL Merger Corp. IV in Initial
Raise of Public Capital
$52,500,000 (NASDAQ: VLRX)
Co-Manager on
Follow-On Public Offering
$35,000,000 Exclusive Financial Advisor
and Placement Agent of Bridge Capital

Exclusive Financial Advisor
to Gracious Home in its
Chapter 11 Bankruptcy Proceeding
$350,000,000 (NASDAQ: GSM)
Co-Manager Private Debt
Placement 144A Private Offering
provided fairness opinion
to Board of Directors
in connection to their
merger with
$125,000,000 (NASDAQ: CARB)
Co-Manager Senior Convertible Notes
(NYSE: WTT)
Buy-Side Advisor
to WTG in its
Acquisition of CommAgility

Financial Advisor in
the Senior Refinancing
of Gibson Brands
$225,000,000 (NASDAQ: OSIS)
Co-Manager in the Placement
of Convertible Debt on
behalf of OSI Systems
$453,300,000
(NASDAQ: VSAT)
Co-Manager on Follow-On
Public Offering

(NASDAQ: ABTL)
Exclusive Financial Advisor
in connection with the
sale of its SFL product to
$24,600,000
(NASDAQ: OOMA)
Sole Underwriter in a
Secondary Offering of
Common Stock
$80,500,000
(NASDAQ: KTOS)
Joint Book-Running Manager
in the Underwritten Public Offering
of Common Stock
$11,200,000
(NASDAQ: CDZI)
Sole Book-Running Manager
in the Underwritten
Public Offering of Common Stock
$40,000,000
(NASDAQ: MCFT)
Sole Underwriter in Two
Secondary Offerings of Common Stock
$20,000,000
(NASDAQ: RLH)
Joint Book-Running Manager
in the Underwritten Public
Offering of Common Stock
$48,400,000
(NASDAQ: HDSN)
Co-Manager in the
Underwritten Public Offering
of Common Stock

Exclusive Financial Advisor
Related to its Divestiture of
its Syntech de Baja California
Division to
$47,150,000
(NASDAQ: MCFT)
Co-Manager Follow-On Offering Common Stock
$70,000,000
(NASDAQ: KTOS)
Co-Lead Underwriter on
Follow-On Public Offering
Financial Advisor Related to
the Corporate Sale of R.W. Smith to TriMark
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Research

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