Recent Transactions
$11,700,000 (NASDAQ: EKSO)
Lead Placement Agent
Registered Direct Offering
$11,340,000 (NASDAQ: FNJN)
Sole Underwriter and Book-Runner
on Follow-On Public Offering
$15,300,000 (NASDAQ: FNJN)
Placement Agent in the
Series A-1 Preferred Stock
Financing for Finjan Holdings, Inc.
$100,000,000 (NASDAQ: KBLMU)
Joint Book-Running Manager to
KBL Merger Corp. IV in Initial
Raise of Public Capital
$52,500,000 (NASDAQ: VLRX)
Co-Manager on
Follow-On Public Offering
$35,000,000 Exclusive Financial Advisor
and Placement Agent of Bridge Capital

Exclusive Financial Advisor
to Gracious Home in its
Chapter 11 Bankruptcy Proceeding
provided fairness opinion
to Board of Directors
in connection to their
merger with
(NYSE: WTT)
Buy-Side Advisor
to WTG in its
Acquisition of CommAgility

Financial Advisor in
the Senior Refinancing
of Gibson Brands
$225,000,000 (NASDAQ: OSIS)
Co-Manager in the Placement
of Convertible Debt on
behalf of OSI Systems
$453,300,000
(NASDAQ: VSAT)
Co-Manager on Follow-On
Public Offering

(NASDAQ: ABTL)
Exclusive Financial Advisor
in connection with the
sale of its SFL product to
$24,600,000
(NASDAQ: OOMA)
Sole Underwriter in a
Secondary Offering of
Common Stock
$80,500,000
(NASDAQ: KTOS)
Joint Book-Running Manager
in the Underwritten Public Offering
of Common Stock
$11,200,000
(NASDAQ: CDZI)
Sole Book-Running Manager
in the Underwritten
Public Offering of Common Stock
$40,000,000
(NASDAQ: MCFT)
Sole Underwriter in Two
Secondary Offerings of Common Stock
$20,000,000
(NASDAQ: RLH)
Joint Book-Running Manager
in the Underwritten Public
Offering of Common Stock
$48,400,000
(NASDAQ: HDSN)
Co-Manager in the
Underwritten Public Offering
of Common Stock

Exclusive Financial Advisor
Related to its Divestiture of
its Syntech de Baja California
Division to
$47,150,000
(NASDAQ: MCFT)
Co-Manager Follow-On Offering Common Stock
$70,000,000
(NASDAQ: KTOS)
Co-Lead Underwriter on
Follow-On Public Offering
Financial Advisor Related to
the Corporate Sale of R.W. Smith to TriMark
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