Financial Advisory

Our investment banking team offers a range of financial advisory services, including the following:

  • Fairness Opinions
  • Business Valuations
  • Strategic Planning

Selected Representative Engagements:

$11,700,000 (NASDAQ: EKSO)
Lead Placement Agent
Registered Direct Offering
$15,300,000 (NASDAQ: FNJN)
Placement Agent in the
Series A-1 Preferred Stock
Financing for Finjan Holdings, Inc.
$52,500,000 (NASDAQ: VLRX)
Co-Manager on
Follow-On Public Offering
$35,000,000 Exclusive Financial Advisor
and Placement Agent of Bridge Capital

Exclusive Financial Advisor
to Gracious Home in its
Chapter 11 Bankruptcy Proceeding
provided fairness opinion
to Board of Directors
in connection to their
merger with
(NYSE: WTT)
Buy-Side Advisor
to WTG in its
Acquisition of CommAgility

Financial Advisor in
the Senior Refinancing
of Gibson Brands
$225,000,000 (NASDAQ: OSIS)
Co-Manager in the Placement
of Convertible Debt on
behalf of OSI Systems
$453,300,000
(NASDAQ: VSAT)
Co-Manager on Follow-On
Public Offering

(NASDAQ: ABTL)
Exclusive Financial Advisor
in connection with the
sale of its SFL product to

Exclusive Financial Advisor
Related to its Divestiture of
its Syntech de Baja California
Division to
$47,150,000
(NASDAQ: MCFT)
Co-Manager Follow-On Offering Common Stock
$70,000,000
(NASDAQ: KTOS)
Co-Lead Underwriter on
Follow-On Public Offering
Financial Advisor Related to
the Corporate Sale of R.W. Smith to TriMark

provided financial advisory
services to the Company
provided fairness opinion related to a recapitalization through an exchange of membership units & partnership interests
(Nasdaq: BNHN.A)
provided financial advisory
services to the Independent
strategic Committee
$27,600,000 (OCTCBB: TNFG)
provided a fairness opinion related to an acquisition by
(Nasdaq: NTSC)
provided corporate governance
financial advisory services to the
Board of Directors
(Nasdaq: SLTC)
provided financial advisory
services to the company's
Board of Directors>
$20,000,000 financial advisory to the acquisition
of a security and public
safety system integration business
$39,000,000 (Nasdaq: EVOL)
fairness opinion related to the
sale of the Numbering Solutions business to

(Nasdaq: ABTL)
financial advisory related to
its acquisition of

(Nasdaq: NTS)
provided a fairness opinion
related to its proposed
acquisition by

(Nasdaq: TIXC)
provided financial advisory
and a fairness opinion
to the Special Committee
$125,600,000 buy side advisory & fairness opinion
related to the acquisition of China-based Enson Assets from CG Int'l Holdings

provided financial advisory
services related to FASB 142
goodwill impairment
Provided a fairness opinion
related to the acquisition of
IT solutions provider
business assets of