Capital Formation

Our capital placement practice specializes in raising equity, mezzanine capital and senior debt for both public and private companies.

We structure and raise both public and private financing for:

  • Public and Private companies in need of capital for growth and shareholder liquidity
  • Companies seeking to refinance existing debt
  • Leveraged acquisitions and leveraged recapitalizations
  • Management buyouts

Selected Representative Engagements:

$45,000,000 (NASDAQ:EMKR)
Dutch Auction Tender Offer
Common Stock
Dealer Manager
$80,000,000 (NASDAQ:MBUU)
Public Offering
Common Stock
Co-Manager
$29,000,000 (NASDAQ:SPCB)
Public Offering
Common Stock
Co-Manager
$30,000,000 (NASDAQ:AOSL)
Dutch Auction Tender Offer
Common Stock
Dealer Manager
$150,000,000 (NASDAQ:CAMP)
Senior COnvertible Notes
Co-Manager
$49,780,000 (NYSE:NPTN)
Public Offering
Common Stock
Co-Manager
$150,000,000 (NASDAQ: CAMP)
Senior Convertible Notes
Co-Manager
$11,340,000 (NASDAQ: FNJN)
Sole Underwriter and Book-Runner
on Follow-On Public Offering
$100,000,000 (NASDAQ: KBLMU)
Joint Book-Running Manager to
KBL Merger Corp. IV in Initial
Raise of Public Capital
$24,600,000
(NASDAQ: OOMA)
Sole Underwriter in a
Secondary Offering of
Common Stock
$80,500,000
(NASDAQ: KTOS)
Joint Book-Running Manager
in the Underwritten Public Offering
of Common Stock
$11,200,000
(NASDAQ: CDZI)
Sole Book-Running Manager
in the Underwritten
Public Offering of Common Stock
$40,000,000
(NASDAQ: MCFT)
Sole Underwriter in Two
Secondary Offerings of Common Stock
$20,000,000
(NASDAQ: RLH)
Joint Book-Running Manager
in the Underwritten Public
Offering of Common Stock
$48,400,000
(NASDAQ: HDSN)
Co-Manager in the
Underwritten Public Offering
of Common Stock
$35,000,000 (NASDAQ:FC)
Dutch Tender Auction
Dealer Manager
$29,000,000 (NASDAQ:SPCB)
Public Offering
Common Stock
Co-Manager
In its investment by

A Group of Investors
In its investment by

A Group of Investors
$71,760,000 (NASDAQ:MPAA)
Public Offering
Common Stock
Co-Manager
$3,286,000 (NYSE MKT: API)
Public Offering
Class A Common Stock
Sole Underwriter
MORE INFO
$552,000,000 (NASDAQ: CSGP)
Public Offering
Common Stock
Co-Manager
MORE INFO
$16,100,000 (NASDAQ: CACH)
Public Offering
Common Stock
Sole Underwriter
MORE INFO
$625,000,000 (NASDAQ: KTOS)
Senior Secured
Notes
Co-Manager
$12,500,000 (NYSE MKT: WYY)
Underwritten Public Offering
Sole-Book Runner
MORE INFO
$34,500,000 (NASDAQ: MTSN)
Public Offering
Common Stock
Co-Manager
MORE INFO
$379,000,000 (NYSE: AMC)
Initial Public Offering
Class A Common Stock
Co-Manager
MORE INFO
$13,000,000 (NASDAQ: CIDM)
Public Offering
Class A Common Stock
Book-Runner
$12,400,000 (Nasdaq: EMKR)
Public Offering
Common Stock
Sole Underwriter
$6,900,000 (NASDAQ: ARTX)
Public Offering
Sole Underwriter
$93,200,000 (NASDAQ: CKEC)
Public Offering
Co-Manager
$40,000,000 (NASDAQ: GFN)
Series C Preferred Stock
Co-Manager
$88,820,000 (NASDAQ: RDA)
Follow-On Offering
American Depositary Shares
Co-Manager
$83,500,000 (NASDAQ: CDZI)
Financial Restructuring and Placement Agent
MORE INFO
$47,900,000 (NASDAQ: CAMP)
Public Offering Common Stock
Joint Book-Runner
MORE INFO
$46,000,000 (NASDAQ: PRGX)
Public Offering Common Stock
Co-Manager
$10,000,000 (Nasdaq: EMKR)
Public Offering Common Stock
Sole Book-Runner
MORE INFO
$300,000,000 (NASDAQ:VSAT)
Senior Notes Co-Manager
MORE INFO

Includes some transactions completed by current B. Riley professionals while they were employed at other investment banks.