Capital Formation

Our capital placement practice specializes in raising equity, mezzanine capital and senior debt for both public and private companies.

We structure and raise both public and private financing for:

  • Public and Private companies in need of capital for growth and shareholder liquidity
  • Companies seeking to refinance existing debt
  • Leveraged acquisitions and leveraged recapitalizations
  • Management buyouts

Selected Representative Engagements:

$11,000,000 (Nasdaq: CIDM) Public Offering Common Stock Lead-Manager MORE INFO
$118,800,000 (Nasdaq: SVVC) Public Offering Common Stock Co-Manager MORE INFO
$59,800,000 (Nasdaq: CKEC) Public Stock Offering Co- Manager
$13,800,000 (Nasdaq: BOFI) Sole Underwritten Common Stock Offering MORE INFO
$225,000,000 (Nasdaq: KTOS) Senior Secured Notes Co-Manager Fixed Income Offering
$14,000,000 (Nasdaq: NTSC) Common Stock and Subordinated Debt Private Placement
$16,800,000 (Nasdaq: OMEX) Common Stock Co-Manager Follow-On Offering
$40,000,000 (NASDAQ: DRCO) sub debt financing related to $143 million announced acquisition of
$102,507,000 (OTCBB: ATNY) Common Stock Placement Agent PIPE