Deposits & Withdrawals

Deposits

You may deposit funds & securities to your account using any of the following methods:

  • Check Deposit
    • Make check payable to National Financial Services.
    • Write your account number in the memo section of the check.
    • Mail your check to the address to the right.
  • Incoming Wire Transfer

    Provide the following wire transfer instructions to the sending financial institution:

    ABA Routing #: 021 000 021
    Bank Name: JP Morgan Chase
    Account #: 066-196-221
    Account Name: NFS
    For Further Credit to Account #:  Your B. Riley Account Number
    For Further Credit to Account Name: Your B. Riley Account Title

     

  • Incoming DTC Transfer

    Provide the following DTC delivery instructions to the sending broker:

    1. DTC #0226 National Financial Services, LLC.
    2. Reference: Your B. Riley Account Title & Number
  • Internal Transfer
    1. Complete the Internal Transfer Form.
    2. Return the form to B. Riley & Co.'s Operations Department via one of the methods to the right.
  • Full Account Transfer
    1. Complete the Account Transfer Form
    2. Provide a copy of your most recent account statement (for the account you are transferring in).
    3. Return the documents to B. Riley & Co.'s Operations Department using one of the contact methods to the right.
  • Physical Stock Certificate Deposit
    1. Complete the Irrevocable Stock Power Form
    2. Mail the executed Irrevocable Stock Power & the physical stock certificate to the address to the right.

Withdrawals

You may withdraw funds & securities from your account using any of the following methods.

  • Check Withdrawal
    1. Complete the Check Request Form
    2. Return the form to B. Riley & Co.'s Operations Department.
  • Outgoing Wire Transfer
    1. Complete the Wire Transfer Request Form
    2. Return the form to B. Riley & Co.'s Operations Department.
  • Outgoing DTC Transfer
    1. Complete the DTC Transfer Form
    2. Return the form to B. Riley & Co.'s Operations Department.
  • Outgoing DWAC Transfer
    1. Complete the DWAC Transfer Form
    2. Return the form to B. Riley & Co.'s Operations Department.
  • Physical Stock Certificate Withdrawal
    1. Complete the Stock Certificate Request Form
    2. Return the form to B. Riley & Co.'s Operations Department.
  • IRA Distribution
    1. Complete the IRA Distribution Form
    2. Return the form to B. Riley & Co.'s Operations Department .

Return the completed documents to B. Riley & Co.'s Operations Department.

B. Riley & Co., LLC
Attn: Operations Department
11100 Santa Monica Blvd. Suite 800
Los Angeles, CA 90025
P: (310) 966-1444
F: (310) 966-1448
  • B. Riley & Co. Fee Structure
    Money & Stock Transfers   Fee
    Check Request Free
    Check Request (Overnight) $25
    Stop Payment $30
    Outgoing Wire Transfer $30
    Returned Checks $30
    Outgoing Account Transfer $75
    Physical Positions/Stock Certificates  
    Security Transfers - Physical Stock Certificate Request $250
    Security Transfers - DRS Registration $15
    Security Transfers - Legal (Name change) $100
    Safekeeping Fee $10
    Retirement Accounts  
    IRA Annual Maintenance Fee $35
    IRA Termination Fee $75
    Miscellaneous Fees  
    Annual Inactivity Fee [1] $30
    Trade Extension (past settlement) $15
    Retail Statement/Confirmation Fee per trade  $1.00
    Physical Reorganization Fee $40

    Commissions: Please contact your registered representative for commission information.

    [1] - The Annual Inactivity Fee is not assessed on retirement accounts, accounts that have traded in the prior 12 months, or accounts with money market balances in excess of $10,000.